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I. History
Date : 2011- 3
| 2002/01/31 |
International Bills Finance Corp., Concourse Securities Co., Ltd., and Grand Orient Securities Corp. held extraordinary general meetings where their shareholders approved the establishment of Waterland Financial Holding Co., Ltd. via a share swap. |
| 2002/02/08 |
WFH's initiation secured Ministry of Finance approval. |
| 2002/03/26 |
WFH's initiation secured Ministry of Economic Affairs approval; WFH shares became available for trading while International Bills Finance Corp. shares were delisted. |
| 2002/10/18 |
WFH units Concourse Securities Co., Ltd., Grand Orient Securities Corp., and International Bills Union Securities Co., Ltd. undertook a merger. International Bills Union Securities was the surviving entity, which was renamed "Waterland Securities Co., Ltd." |
| 2004/07/09 |
Waterland Venture Capital Co., Ltd. was formed with paid-in capital of NT$500 million. |
| 2005/06/29 |
The annual general meeting elected the Company's Second-term Board of Directors and Supervisors |
| 2005/07/20 |
The board appointed Hsin Li Investment Co., Ltd. (later renamed Nice Commercial Mortgage Corp.) chairperson, which in turn assigned its representative Victor Wei-chi Liu to take up the post. |
| 2005/08/12 |
The board appointed Ming-jen Chen president |
| 2006/06/09 |
Waterland Securities Co., Ltd. conducted a capital reduction of NT$ 1,869,210,700 to NT$ 8,270,789,300 |
| 2007/04/16 |
President of WFH, Mr. Ming-jen Chen, resigned. |
| 2007/05/25 |
The board of directors appointed Mr. Harvey Liu President of WFH.
|
| 2007/12/06 |
Taiwan Cooperative Bank and Mega International Commercial Bank sold their WFH holdings through an auction on the Taiwan Stock Exchange. As the sales exceeded 50% of their holdings when they were elected WFH directors, their board seats were automatically revoked in accordance with Article 197 of the Company Law. |
| 2008/06/27 |
The annual general meeting elected the Company's Third-term Board of Directors and Supervisors. |
| 2008/07/10 |
The newly formed board elected Hungmen Enterprise Co. chairperson. Mr. Steven Hung was appointed its representative to perform the duty. |
| 2008/10/13 |
WFH unit Waterland Securities Co., Ltd. set up Waterland Securities (HK) Co., Ltd. through Waterland Securities (BVI) Co., Ltd., an investment arm. |
| 2008/12/15 |
Shareholders of WFH unit Waterland Securities Co., Ltd. adopted the resolution to take over the six business outlets of Great Wall Securities Inc., including their fixed assets and operating interests. |
| 2009/12/25 |
The board of WFH unit Waterland Securities Co., Ltd. approved the purchase of a 20% stake in Paradigm Asset Management Co., Ltd. The transaction was completed on February 10, 2010. |
| 2010/12/21 |
Establishment of Waterland Securities (Asia) Ltd. by Waterland Securities Co., Ltd., via its subsidiary Waterland Securities (BVI) Co., Ltd. |
| 2011/01/24 |
Waterland Securities Co., Ltd.’s making Paradigm Asset Management Co., Ltd. a wholly owned subsidiary |
III. Directors and Supervisors
Date : 2011- 10
Position |
Name |
Entity Represented |
Academic Attainment |
Experience |
Chairman |
Wea Chi-Lin |
Ren Wang Co., Ltd. |
Master, Imperial College Business School, Imperial College London
Ph.D. in economics, Paris Diderot University
|
Adjunct Professor
,Graduate Institute of Business Administration, National Taiwan University
Chairman,
International Bills Finance Corp.
|
Vice Chairman |
Jin-Der Chiang |
First Financial Group |
Master, Graduate Institute of Money, Banking and Finance, Tamkang University |
Chairman,
First Financial Assets Management Co., Ltd.
|
Director |
Steven Hung |
Ren Wang Co., Ltd. |
Bachelor, Dept. of Law, National Taiwan University |
Chairman,
Waterland Securities Co., Ltd.
|
Director |
James Y. L. Wei |
Hua-Kang International Asset Management Corp. |
Ph.D. in law, Wuhan University |
Chief Attorney,
Dacheng Law Offices Taiwan
|
Director |
Michael Chen |
Hua Ji International Development Corp. |
M.Sc.,London School of
Economics and
Political Science
|
Board Executive
Director,Bowa
Bowa Commercial Bank
|
Director |
Hsu Wu-huang |
Hua Nan Commercial Bank |
Bachelor, Dept. of Business Administration, National Chengchi University |
Senior Vice President,
Hua Nan Commercial Bank
|
Director |
Kung Chin-yuan |
Ren Wang Co., Ltd. |
Taipei Institute of Technology |
Representative,
Lidu Real Estate (Shanghai) Co., Ltd.
|
Director |
Wu Li-yue |
Ren Wang Co., Ltd. |
Taipei Shixin High School of Industry and Commerce |
Manager,
Procurement Department,
I Lan Foods Industrial Co., Ltd.
|
Independent Director |
Wu Yeong-chyan |
- |
Ph.D. in law, University of Washington |
Professor, Dept. of Law, Shih Hsin University
Dean, School of Lifelong Learning, Shih Hsin University
|
Independent Director |
James Lee |
- |
Bachelor, Dept. of Law, National Taiwan University |
Chairman, Fortune Information System, Co., Ltd. |
Independent Director |
Joanna Lei |
- |
Master & Ph.D., Annenberg School, University of Pennsylvania |
Director,
Eastern Broadcasting Co., Ltd.
|
Supervisor |
Wang Zi-qiang |
Shan Yue Enterprise Co., Ltd. |
Master, Graduate School of Business Administration, National Taiwan University |
CPA, Pao Chuan Co. |
Supervisor |
Shia Ben-chang |
Central Insurance International Investment Co., Ltd. |
Ph.D. in biostatistics, National Taiwan University |
Chairman,
Graduate School of Business Administration, Fu Jen Catholic University
|
Supervisor |
Lu Dan-hun |
Mega International Commercial Bank |
Master, Dept. of Public Finance, National Chengchi University |
Senior Executive Vice President,
Mega International Commercial Bank
|
IV. Executive Officers
Date : 2011- 7
Position |
Name |
Academic Attainment |
Experience |
President |
Michael Y. J. Ding |
Indiana University (Bloomington), Ph. D., Economics |
Waterland Securities Co., Ltd. Chairman & CEO
Waterland Futures Co., Ltd. Chairman
Fubon Asset Management Co., Ltd. President & CEO
Fubon Securities Investment Services Co., Ltd. Chairman & CEO
Fubon Financial Holdings Co., Ltd. Chief Economist |
Executive Vice President
|
Norman Tsai
|
EMBA Chengchi University |
Vice President, Dah Chung Bill Finance Corp. |
Executive Vice President
|
Michael Chen
|
Ph.D. Candidate, Kellogg Graduate School of Management, Northwestern University
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Board Executive Director, Bowa Commercial Bank
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Executive Vice President |
Ming-en Chiu |
MBA, University of Rochester |
President, Paradigm Asset Management Co., Ltd. |
Chief Secretary |
Winston Chen |
Dept. of Law,
National Taiwan University |
President, Waterland Securities Investment Consulting Co., Ltd. |
Chief Auditor
|
Jeng-Shun Chen
|
Dept. of Banking,
National Chengchi University
|
President, Panhsin Bank
President, Hwatai Bank
Supervisor, Taiwan Fire & Marine Insurance Co., Ltd.
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V. Major Shareholders
Date : 2011- 4
Name (Note) ＼Holdings |
Number of Shares |
Stake |
Hotel Taipei Miramar Co., Ltd. |
165,682,784 |
7.10% |
Chinatrust Commercial Bank as custodian of Bank
Sarasin-Rabo (Asia) Ltd.
|
136,327,000 |
5.84% |
Global Life Insurance Co., Ltd. |
112,495,795 |
4.82% |
First Commercial Bank |
69,106,000 |
2.96% |
Nice Commercial Mortgage Corp. |
66,320,197 |
2.84% |
Citigroup as custodian of Atlas |
50,594,000 |
2.17% |
Yong-Shin Development Co. Ltd. |
49,894,835 |
2.14% |
Hua Nan Commercial Bank |
47,000,000 |
2.01% |
Land Bank of Taiwan |
46,700,000 |
2.00% |
Taiwan Cooperative Bank |
46,674,645 |
2.00% |
VI. Stockholding Structure
(In shares and %; as of April 26 , 2011)
VII. Capital & Shares
Date : 2011- 11
Authorized Capital |
NT$ 50,000,000,000 |
Paid-in Capital |
NT$ 24,547,886,660 |
Common Stock |
2,454,788,666 shares |
Outstanding Stock |
2,454,788,666 shares |
Source of Capital |
Conversion of Common Shares:
International Bills Finance Corp.: 1,809,000,000 shares
Concourse Securities Co., Ltd.: 171,236,367 shares
Grand Orient Securities Corp. : 139,646,102 shares
Increase in share capital from earnings:334,906,197shares |
VIII. Business Outlets
Date : 2011- 04
International Bills Finance Corp. |
9 |
Waterland Securities Co., Ltd. |
30 |
Waterland Venture Capital Co., Ltd. |
1 |
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